SEC

BUSINESS

What Is SEC Rule 144A and How Does It Affect Investors?

A woman researches how SEC Rule 144A affects investors. SmartAsset and Yahoo Finance LLC may earn commission or revenue through…

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BUSINESS

Federal Judge Dismisses SEC Case Against Richard Heart, Citing Lack of Jurisdiction

A federal judge has dismissed the U.S. Securities and Exchange Commission’s (SEC) lawsuit against Richard Heart, the founder of HEX,…

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BUSINESS

US judge dismisses SEC fraud lawsuit against Hex crypto founder

By Nate Raymond (Reuters) – A federal judge dismissed on Friday a lawsuit by U.S. securities regulators accusing an online…

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BUSINESS

Cement maker Holcim moves closer to North American spin-off after SEC filing

By John Revill ZURICH (Reuters) -Holcim gave more details of its plan to spin off its North American business on…

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BUSINESS

Justin Sun, SEC Seek ‘Pause’ in Case Against Crypto Entrepreneur

(Bloomberg) — Lawyers for Justin Sun and for the US Securities and Exchange Commission are seeking a stay in the…

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BUSINESS

Robinhood says an SEC crypto investigation is over

Robinhood (HOOD) said the Securities and Exchange Commission ended an investigation into whether the retail trading platform failed to register…

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BUSINESS

Coinbase says SEC has agreed to dismiss case against it, pending commission approval

Coinbase says the Securities and Exchange Commission has dismissed its case against the cryptocurrency platform, pending commission approval. Shares rose…

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BUSINESS

SEC Replaces Crypto Enforcement Team with Smaller ‘Cyber’ Unit

(Bloomberg) — The US Securities and Exchange Commission is replacing its enforcement unit devoted to misconduct in the cryptocurrency markets,…

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WORLD

In change in crypto enforcement, SEC and Binance seek pause in lawsuit | Crypto News

The joint motion is first clear effort to retreat from the US regulator’s previous crypto enforcement under Democratic leadership. Binance…

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BUSINESS

US SEC Gives Initial Approval to Combined Bitcoin, Ether ETF

(Bloomberg) — The US Securities and Exchange Commission on Thursday approved part of an application for a novel exchange-traded fund…

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